Regulation #50-119: Investment Advisors; Exchange Transactions

Updates and clarifies provisions and requirements for investment advisers.

Regulation Details
IRRC Number 2430 Proposed Regulation Received September 01, 2004
Agency Name Pennsylvania Securities Commission PA Bulletin Publish Date September 18, 2004
Regulation Status Final-Form Close of Public Comment October 18, 2004
PA Code 64 Pa. Code Chapter 203
64 Pa. Code Chapter 303
64 Pa. Code Chapter 304
64 Pa. Code Chapter 404 		Final Due By October 18, 2006
Analysts Assigned John H. Jewett  (JHJ)
Richard M. Sandusky  (RMS)
Michael J. Stephens  (MJS)
 IRRC Comments Due November 17, 2004
Final-Form Regulation Received February 01, 2005
Public Meeting Date February 24, 2005
Published as Final April 16, 2005
Actions Taken
Approved by Law (no comments Section 5(g) ) February 24, 2005
House Committee Deems Regulation Approved February 23, 2005
Senate Committee Deems Regulation Approved February 23, 2005

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Public Comments on Proposed Regulation

There are currently no public comments on the proposed regulation.

 

Legislative Comments (on the Proposed and Final Regulation)

There are currently no legislative comments on the proposed or final regulation.

 

IRRC Comments on Proposed Regulation

November 17, 2004
Public Comments on Final Regulation

There are currently no public comments on the final regulation.

 

Legislative Comments (on the Proposed and Final Regulation)

There are currently no legislative comments on the proposed or final regulation.

 

IRRC Order(s)
APPROVAL February 24, 2005

In addition to comments, IRRC occasionally receives other correspondence and written materials from state agencies and the legislature regarding pending regulations. These documents can be found on this portion of our website.

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