Regulation #50-116: National Securities Markets Improvement Act of 1996 Amendments

Makes numerous changes to current regulations in order to conform with the requirements of the National Securities Markets Improvement Act of 1996 and Act 109 of 1998

Regulation Details
IRRC Number 2204 Proposed Regulation Received July 13, 2001
Agency Name Pennsylvania Securities Commission PA Bulletin Publish Date August 04, 2001
Regulation Status Final-Form Close of Public Comment September 04, 2001
PA Code 64 Pa. Code Chapter 202
64 Pa. Code Chapter 203
64 Pa. Code Chapter 301-304
64 Pa. Code Chapter 606 		Final Due By September 04, 2003
Analysts Assigned John H. Jewett  (JHJ)
Richard M. Sandusky  (RMS)
Michael J. Stephens  (MJS)
 IRRC Comments Due October 04, 2001
Final-Form Regulation Received October 30, 2001
Public Meeting Date December 06, 2001
Published as Final December 29, 2001
Actions Taken
IRRC Approval December 06, 2001
House Committee Deems Regulation Approved November 20, 2001
Senate Committee Deems Regulation Approved November 20, 2001

  • Proposed Regulation
  • Final Regulation
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Public Comments on Proposed Regulation

There are currently no public comments on the proposed regulation.

 

Legislative Comments (on the Proposed and Final Regulation)

There are currently no legislative comments on the proposed or final regulation.

 

IRRC Comments on Proposed Regulation

October 4, 2001
Public Comments on Final Regulation

There are currently no public comments on the final regulation.

 

Legislative Comments (on the Proposed and Final Regulation)

There are currently no legislative comments on the proposed or final regulation.

 

IRRC Order(s)
APPROVAL December 6, 2001

In addition to comments, IRRC occasionally receives other correspondence and written materials from state agencies and the legislature regarding pending regulations. These documents can be found on this portion of our website.

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