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Regulation #50-114: Registration of Securities; Investment Adviser Representatives; and Administration
Numerous changes to conform with the requirements of the Federal Investment Advisers Supervision Coordination Act of 1996 and to implement Pennsylvania Act 109 of 1998
| IRRC Number | 2107 | Proposed Regulation Received | April 11, 2000 |
| Agency Name | Pennsylvania Securities Commission | PA Bulletin Publish Date | May 06, 2000 |
| Regulation Status | Final-Form | Close of Public Comment | June 05, 2000 |
| PA Code |
64 Pa. Code
Chapter 202
64 Pa. Code Chapter 203 64 Pa. Code Chapter 205 64 Pa. Code Chapter 206 64 Pa. Code Chapter 301-305 |
Final Due By | June 05, 2002 |
| Analysts Assigned |
Kimberly T De Bien (KTD) Richard M. Sandusky (RMS) James M. Smith (JMS) Fiona E. Wilmarth (FEW) |
IRRC Comments Due | July 06, 2000 |
| Final-Form Regulation Received | July 26, 2000 | ||
| Public Meeting Date | August 10, 2000 | ||
| Published as Final | September 02, 2000 | ||
| Actions Taken | |||
| IRRC Approves After Tolling | August 10, 2000 | ||
| House Committee Deems Regulation Approved | August 08, 2000 | ||
| Senate Committee Deems Regulation Approved | August 08, 2000 | ||
- Proposed Regulation
- Final Regulation
- Related Documents
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In addition to comments, IRRC occasionally receives other correspondence and written materials from state agencies and the legislature regarding pending regulations. These documents can be found on this portion of our website.
| TOLLING REQUEST | July 24, 2000 |
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