Regulation #50-112: Registration of Securities; Registration of Broker-Dealers; Agents and Investment Advisers; Administration
Updates accounting terminology and revises registration, filing, reporting and record retention requirements
IRRC Number | 1969 | Proposed Regulation Received | July 27, 1998 |
Agency Name | Pennsylvania Securities Commission | PA Bulletin Publish Date | August 15, 1998 |
Regulation Status | Final-Form | Close of Public Comment | September 14, 1998 |
PA Code |
64 Pa. Code
Chapter 202
64 Pa. Code Chapter 206 64 Pa. Code Chapter 302 64 Pa. Code Chapter 606 64 Pa. Code Chapter 609 64 Pa. Code Chapter 610 |
Final Due By | September 14, 2000 |
Analysts Assigned |
Mary Lou Harris (MLH) |
IRRC Comments Due | October 15, 1998 |
Final-Form Regulation Received | October 23, 1998 | ||
Public Meeting Date | November 19, 1998 | ||
Published as Final | January 09, 1999 | ||
Actions Taken | |||
IRRC Approval | November 19, 1998 | ||
House Committee Deems Regulation Approved | November 13, 1998 | ||
Senate Committee Deems Regulation Approved | November 13, 1998 |
- Proposed Regulation
- Final Regulation
- Related Documents
Proposed regulation has not yet been submitted. |
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Final regulation has not yet been submitted. |
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In addition to comments, IRRC occasionally receives other correspondence and written materials from state agencies and the legislature regarding pending regulations. These documents can be found on this portion of our website.
There are currently no related documents. |