Regulation #50-110: Registration of Securities, Broker-Dealers, Agents, Investment Advisors and Administration

Repeals certain provisions, eliminates and reduces filing requirements, adopts self-executing exemptions, and includes provisions consistent model policies developed by the North American Securities Administrators Association.

Regulation Details
IRRC Number 1844 Proposed Regulation Received April 24, 1997
Agency Name Pennsylvania Securities Commission PA Bulletin Publish Date May 31, 1997
Regulation Status Final-Form Close of Public Comment June 30, 1997
PA Code 64 Pa. Code Chapter 102
64 Pa. Code Chapter 202-204
64 Pa. Code Chapter 207
64 Pa. Code Chapter 209
64 Pa. Code Chapter 302 		Final Due By
Analysts Assigned John H. Jewett  (JHJ)
James M. Smith  (JMS)
 IRRC Comments Due July 30, 1997
Final-Form Regulation Received August 07, 1997
Public Meeting Date September 04, 1997
Published as Final October 11, 1997
Actions Taken
IRRC Approval September 04, 1997
House Committee Deems Regulation Approved August 27, 1997
Senate Committee Deems Regulation Approved August 27, 1997

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