Regulation #50-108: Registration of Broker-Dealers Agents & Investment Advisers

Amends 4 sections of Chapter 64 relating to registration and annual financial reporting requirements for investment advisors and examination requirements for agents of broker-dealers, investment advisors and associated persons.

Regulation Details
IRRC Number 1634 Proposed Regulation Received May 12, 1995
Agency Name Pennsylvania Securities Commission PA Bulletin Publish Date May 27, 1995
Regulation Status Final-Form Close of Public Comment June 26, 1995
PA Code 64 Pa. Code Chapter 303
64 Pa. Code Chapter 304 		Final Due By
Analysts Assigned Kimberly T De Bien  (KTD)
 IRRC Comments Due July 26, 1995
Final-Form Regulation Received July 31, 1995
Public Meeting Date August 17, 1995
Published as Final September 09, 1995
Actions Taken
IRRC Approval August 17, 1995
House Committee Deems Regulation Approved August 16, 1995
Senate Committee Deems Regulation Approved August 16, 1995

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